Codes that apply special information that the Broker / Dealer needs to report.
Same values as CustOrderHandlingInst (1031)
| Code | Meaning |
|---|---|
| A | Phone simple |
| B | Phone complex |
| C | FCM provided screen |
| D | Other provided screen |
| E | Client provided platform controlled by FCM |
| F | Client provided platform direct to exchange |
| H | Algo engine |
| J | Price at execution (price added at initial order entry, trading, middle office or time of give-up) |
| W | Desk - electronic |
| X | Desk - pit |
| Y | Client - electronic |
| Z | Client - pit |
| ADD | Add-on order |
| AON | All or none |
| CND | Conditional order |
| CNH | Cash not held |
| CSH | Delivery instructions - cash |
| DIR | Directed order |
| DLO | Discretionary limit order |
| E.W | Exchange for physical transaction |
| FOK | Fill or kill |
| IDX | Intraday cross |
| IO | Imbalance only |
| IOC | Immediate or cancel |
| ISO | Intermarket sweep order |
| LOO | Limit on open |
| LOC | Limit on Close |
| MAO | Market at Open |
| MAC | Market at close |
| MOO | Market on open |
| MOC | Market on close |
| MPT | Merger related transfer position |
| MQT | Minimum quantity |
| MTL | Market to limit |
| ND | Delivery instructions - next day |
| NH | Not held |
| OPT | Options related transaction |
| OVD | Over the day |
| PEG | Pegged |
| RSV | Reserve size order |
| S.W | Stop stock transaction |
| SCL | Scale |
| SLR | Delivery instructions - sellers option |
| TMO | Time order |
| TS | Trailing stop |
| WRK | Work |
| F0 | Stay on offerside |
| F3 | Go along |
| F6 | Participate do not initiate |
| F7 | Strict scale |
| F8 | Try to scale |
| F9 | Stay on bidside |
| FA | No cross |
| FB | OK to cross |
| FC | Call first |
| FD | Percent of volume |
| FH | Reinstate on system failure |
| FI | Institution only |
| FJ | Reinstate on trading halt |
| FK | Cancel on trading half |
| FL | Last peg |
| FM | Mid-price peg |
| FN | Non-negotiable |
| FO | Opening peg |
| FP | Market peg |
| FQ | Cancel on system failure |
| FR | Primary peg |
| FS | Suspend |
| FT | Fixed peg to local best bid or offer at time of order |
| FW | Peg to VWAP |
| FX | Trade along |
| FY | Try to stop |
| FZ | Cancel if not best |
| Fb | Strict limit |
| Fc | Ignore price validity checks |
| Fd | Peg to Limit Price |
| Fe | Work to target strategy |
| G | G Order(FINRA OATS), FCM API or FIX(FIA Execution Source) |