Used between parties to convey trade reporting status.
In the context of regulatory reporting, this field may be used by the reporting party (e.g. party obligated to report to regulators) to inform their trading counterparty or other interested parties the trade reporting status.
| Code | Meaning |
|---|---|
| 0 | Trade has not (yet) been reported |
| 1 | Trade has been or will be reported by a trading venue as an "on-book" trade |
| 2 | Trade has or will be reported as a seller trade by the authorised reporter |
| 3 | Trade has or will be reported as a buyer trade by the authorised reporter |
| 4 | Trade has or will be reported as a seller trade by an entity other than the authorised reporter |
| 5 | Trade has been or will be reported under a sub-delegation arrangement by an investment firm to a reporting facility (e.g. APA) on behalf of another investment firm |
| 6 | Trade has been or will be reported |
| 7 | Trade has been or will be reported as a buyer trade by an entity other than the authorised reporter |
| 8 | Trade has been or will be reported by a trading venue as an "off-book" trade |
| 9 | Trade is not reportable |