Used on a multi-sided trade to specify the type of trade for a given side.
Same values as TrdSubType (829).
| Code | Meaning |
|---|---|
| 0 | CMTA |
| 1 | Internal transfer or adjustment |
| 2 | External transfer or transfer of account |
| 3 | Reject for submitting side |
| 4 | Advisory for contra side |
| 5 | Offset due to an allocation |
| 6 | Onset due to an allocation |
| 7 | Differential spread |
| 8 | Implied spread leg executed against an outright |
| 9 | Transaction from exercise |
| 10 | Transaction from assignment |
| 11 | ACATS |
| 33 | Off Hours Trade |
| 34 | On Hours Trade |
| 35 | OTC Quote |
| 36 | Converted SWAP |
| 40 | Wash Trade |
| 41 | Trade at Settlement (TAS) |
| 42 | Auction Trade |
| 43 | Trade at Marker (TAM) |
| 44 | Default (Credit Event) |
| 45 | Restructuring (credit event) |
| 46 | Merger (succession event) |
| 47 | Spin-off (succession event) |
| 48 | Multilateral compression |
| 50 | Balancing |
| 51 | Basis Trade index Close (BTIC) |
| 52 | Trade At Cash Open (TACO) |
| 53 | Trade submitted to venue for clearing and settlement |
| 54 | Bilateral compression |
| 14 | AI (Automated input facility disabled in response to an exchange request.) |
| 15 | B (Transaction between two member firms where neither member firm is registered as a market maker in the security in question and neither is a designated fund manager. Also used by broker dealers when dealing with another broker which is not a member firm. Non-order book securities only.) |
| 16 | K (Transaction using block trade facility.) |
| 17 | LC (Correction submitted more than three days after publication of the original trade report.) |
| 18 | M (Transaction, other than a transaction resulting from a stock swap or stock switch, between two market makers registered in that security including IDB or a public display system trades. Non-order book securities only.) |
| 19 | N (Non-protected portfolio transaction or a fully disclosed portfolio transaction) |
| 20 | NM ( i) transaction where Exchange has granted permission for non-publication |
| 21 | NR (Non-risk transaction in a SEATS security other than an AIM security) |
| 22 | P (Protected portfolio transaction or a worked principal agreement to effect a portfolio transaction which includes order book securities) |
| 23 | PA (Protected transaction notification) |
| 24 | PC (Contra trade for transaction which took place on a previous day and which was automatically executed on the Exchange trading system) |
| 25 | PN (Worked principal notification for a portfolio transaction which includes order book securities) |
| 26 | R ( (i) riskless principal transaction between non-members where the buying and selling transactions are executed at different prices or on different terms (requires a trade report with trade type indicator R for each transaction) |
| 27 | RO (Transaction which resulted from the exercise of a traditional option or a stock-settled covered warrant) |
| 28 | RT (Risk transaction in a SEATS security, (excluding AIM security) reported by a market maker registered in that security) |
| 29 | SW (Transactions resulting from stock swap or a stock switch (one report is required for each line of stock)) |
| 30 | T (If reporting a single protected transaction) |
| 31 | WN (Worked principal notification for a single order book security) |
| 32 | WT (Worked principal transaction (other than a portfolio transaction)) |
| 37 | Crossed Trade (X) |
| 38 | Interim Protected Trade (I) |
| 39 | Large in Scale (L) |