Reason(s) why Registration Instructions <35=o> has been rejected.
Possible values of reason code include:
1 = Invalid/unacceptable Account Type
2 = Invalid/unacceptable Tax Exempt Type
3 = Invalid/unacceptable OwnershipType (517)
4 = Invalid/unacceptable NoRegistDtls (473)
5 = Invalid/unacceptable Reg Seq No
6 = Invalid/unacceptable RegistDtls (509)
7 = Invalid/unacceptable MailingDtls (474)
8 = Invalid/unacceptable MailingInst (482)
9 = Invalid/unacceptable Investor ID
10 = Invalid/unacceptable Investor ID Source
11 = Invalid/unacceptable DateOfBirth (486)
12 = Invalid/unacceptable InvestorCountryOfResidence (475)
13 = Invalid/unacceptable NoDistribInsts (510)
14 = Invalid/unacceptable DistribPercentage (512)
15 = Invalid/unacceptable DistribPaymentMethod (477)
16 = Invalid/unacceptable CashDistribAgentAcctName (502)
17 = Invalid/unacceptable CashDistribAgentCode (499)
18 = Invalid/unacceptable CashDistribAgentAcctNumber (500)
99 = Other
The reason may be further amplified in the RegistRejReasonCode (507) field.
| Code | Meaning |
|---|---|
| 1 | Invalid/unacceptable Account Type |
| 2 | Invalid/unacceptable Tax Exempt Type |
| 3 | Invalid/unacceptable Ownership Type |
| 4 | Invalid/unacceptable No Reg Dtls |
| 5 | Invalid/unacceptable Reg Seq No |
| 6 | Invalid/unacceptable Reg Dtls |
| 7 | Invalid/unacceptable Mailing Dtls |
| 8 | Invalid/unacceptable Mailing Inst |
| 9 | Invalid/unacceptable Investor ID |
| 10 | Invalid/unacceptable Investor ID Source |
| 11 | Invalid/unacceptable Date of Birth |
| 12 | Invalid/unacceptable Investor Country Of Residence |
| 13 | Invalid/unacceptable NoDistribInstns |
| 14 | Invalid/unacceptable Distrib Percentage |
| 15 | Invalid/unacceptable Distrib Payment Method |
| 16 | Invalid/unacceptable Cash Distrib Agent Acct Name |
| 17 | Invalid/unacceptable Cash Distrib Agent Code |
| 18 | Invalid/unacceptable Cash Distrib Agent Acct Num |
| 99 | Other |